hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend
hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
: For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
executives, namely {D} and {E} as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company's core work systems
executive officer in charge of front office, had generally neglected supervision and surveillance of AEC?s core work systems and failed to amend and rectify even though they had been informed of the company?s
Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019
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application for approval to the Office together with the following document evidence: (1) scope of services provided during the hours and days applied for. (2) monitoring and supervision plan to be use during
hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend