Governance ● Revision of Rules on Approval for Public Offering of Shares and Information Disclosure by Focusing on Good Corporate Governance CONTENTS APPEN SCE_Eng_p.1-16 10/29/04, 1:05 AM2 3 ● Supervision of
equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on
operation, supervision of derivatives operation, or research on derivatives, or other similar lines of work regardless of the fact that such function provides services for other persons or for the benefit of
) Provide an effective operating system to support the operation in accordance with the standard of the Association concerning with the supervision in securities trade of management company’s staff; (2
supervision in securities trade of management company’s staff; (2) Supervision and inspection management company’s staffs comply with standard under (1) and; (3) Prescription of disciplinary to punish staffs
company shall perform as follows: (1) Provide an effective operating system to support the operation in accordance with the standard of the Association concerning with the supervision in securities trade of
supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund
Secretary-General in charge of law and enforcement as member;(4) Assistant Secretary-General in charge of listed company supervision as member; (5) Assistant Secretary-General in charge of law
Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 ข้อมูลนี้มีประโยชน์ต่อคุณหรือไม่? มี ไม่มี ข้อเสนอแนะ
and Audit Oversight > Auditor Supervision > Related Forms Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision 2.5 Related Forms Related Forms 1