with sufficient time to focus on the more complex and/or high-risk issues, another firm might assign the firm’s quality control system to audit personnel who specialized in this area in order to allow
systems and processes to identify high risk scenarios The issuer has contingency plans to address disruption to operations or loss of the asset and any resulting broader environmental or social damage The
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
personnel, IT systems as well as sound risk management via change in our work format and service suspension at high-risk locations, KBank was able to efficiently cope with the COVID-19 pandemic, allowing us
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
annualized. 61 funds 7 significant at 5% 94 funds, Fee for return? Some evidence that funds with high expense ratio deliver higher net returns, but not on a risk-adjusted basis. Equity Mutual Funds
warming potential HDPE - high density polyethylene ICT - information and communications technology IEA - International Energy Agency IPCC - The Intergovernmental Panel on Climate Change LCA - life cycle
on non-complex capital market products as well as all types of high-risk or complex products. For example, investments units of mutual funds offered for sale to institutional investors or ultra-high