of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful
and conditions and a Sukuk trustee appointment agreement (in case of secured Sukuk/ Sukuk with a Sukuk trustee). (original requirements) - Application shall be submitted for an approval. The
underlying shares is not more than 50 percent of the paid-up registered shares. Number of underlying shares = underlying shares for convertible debentures and warrant (existing + this time), not in
Signatory to the I Code? A Signatory to the I Code is an Institutional Investor who signed a Letter of Intent to implement the I Code and who is expected to implement the Principles set out in the I Code and
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and exercise discretion when being solicited to invest in unlicensed or illegal businesses. SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
offender agrees to enter the fining process and pays for the fine in full as ordered by the Committee. The right to pursue a criminal case is terminated. Offences that could be settled by a criminal fine