fund manager with the following qualifications : (1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove
from a closed-end fund to an open-end fund is originally specified in the scheme prior to the first offering of the investment units, or a resolution of approval is obtained from the unitholders with
(example of such issues include operational issues such as a change of a mutual fund management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree
the country wherein the issuer is established is unable to provide an assistance to the SEC Office. 7. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint
. - For the offering bills, a statement 'This bill is a security and approved for sale in a private placement' shall be included on the front of the bills. - In case of bills having an agreement to
. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause
the untrustworthy characteristics. 5. The trust manager has no record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense
dividend to the unitholders. (3) The mutual fund management company shall prepare and submit a report on investment in the investment units for the unitholders who redeem the units according to the rules and
securities or in default on a loan payment. 9. Not being in breach of the terms and conditions of the debt securities. 10. An approval for shares which may be used as underlying is granted (if any). 11. No
is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured Basel III-compliant Instruments/ Basel III-compliant