functioning as a capital market investment consultant ends on 31 December 2017, the suspension period shall end simultaneously. In addition, the SEC shall not accept his new application for approval as capital
involves issuance of capital shares and change of the controlling power. Thus, the shareholders should decide for themselves whether to accept or exempt a tender offer for all securities of the business
his approval has already expired since 31 December 2016, the SEC will not accept his future application for approval as capital market personnel for the next 10 years.KBANK has already terminated
Laddawan's and Orapin's for 0eight years each. In addition, {A}' s application for approval as investment consultant has been rejected, and the SEC will not accept her future applications for approval as
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
investors. Such new regime would promote a market environment conducive to competition in line with the Ease-of-Doing-Business Policy of the public sector. The new regime would also keep the existing
และเอกชนตามแนวทาง ease of doing business และช่วยลดขั้นตอนที่ผู้ประกอบธุรกิจตัวกลางต้องดำเนินการพิสูจน์ตัวตนลูกค้าซ้ำ ทำให้กระบวนการเปิดบัญชีซื้อขายในตลาดทุนเป็นไปอย่างสะดวกและรวดเร็ว มีประสิทธิภาพและ
แข่งขันในตลาดทุน ซึ่งสอดคล้องกับนโยบาย ease of doing business ของภาครัฐ การปรับปรุงครั้งนี้ ยังคงคุณสมบัติของผู้ที่จะได้รับใบอนุญาตไว้เช่นเดิม และปรับปรุงให้ค่าธรรมเนียมไม่เป็นภาระเกินควรต่อผู้ประกอบธุรกิจ