definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks. The
goods and products. The payers and receivers of digital assets in this manner have to accept all risks involved, including volatility of the value of digital assets, cyberthefts and misuse of digital
will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
has become effective since 1 October 2022. This is to enhance investors’ knowledge and understanding of the characteristics and risks of the products, and build the ability to accept risks and access a
local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR securities
client, the local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR
Invest in cryptocurrency/digital token 3 Start bitcoin mining 6 Develop own digital token 1 Indirect 16 Accept cryptocurrency as a means of payment 8 Invest in ICO portal/cryptocurrency exchange 8 Total 26
of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore, filed the criminal complaint
timing for tapering - or ending – of their accommodative monetary policy frameworks. Certain central Asian banks were seen raising their policy rates at the end of 2017 to ease inflationary pressure. In
fund” means a mutual fund established and managed by a management company which does not accept the redemption of investment units; (3) “open-ended fund” means a mutual fund established and managed by a