fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and regulations promulgated under the
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for
of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary
securities business as licensed and shall not be required to pay annual license fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
--------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
ᰎ㤎䤎⌎ㄎᨎᰎ㐎ᐎⴎᨎ䌎ᤎĎ㈎⌎ᐎ㌎䀎ᤎ㐎ᤎĎ㈎⌎ᜎ㔎䠎䀎ᬎ䜎ᤎ䐎ᬎᔎ㈎ℎ⬎┎ㄎĎ䀎Ďጎᄎ䰎ᐎㄎᤎ㔎䤎㰎⼀瀀㸀ഀ㰀瀀㸀숀 ꃂ 숀 (ก) อยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลหลักที่ร่วมลงนามกับสำนักงานใน Memorandum of Understanding on Streamlined
ᰎ㤎䤎⌎ㄎᨎᰎ㐎ᐎⴎᨎ䌎ᤎĎ㈎⌎ᐎ㌎䀎ᤎ㐎ᤎĎ㈎⌎ᜎ㔎䠎䀎ᬎ䜎ᤎ䐎ᬎᔎ㈎ℎ⬎┎ㄎĎ䀎Ďጎᄎ䰎ᐎㄎᤎ㔎䤎㰎⼀瀀㸀ഀ㰀瀀㸀숀 ꃂ 숀 (ก) อยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลหลักที่ร่วมลงนามกับสำนักงานใน Memorandum of Understanding on Streamlined
------------------------------------------------------------------ This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be