(DW) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact
such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required
จัดการกับความเสี่ยงทางไซเบอร์สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดสัมมนาในหัวข้อ ภัยคุกคามทางไซเบอร์สู่ความท้าทายของคณะกรรมการ (Cyber Threats : Challenges for Board of Directors
รวมทั้งกิจกรรมการฝึกอบรมภาคปฏิบัติ (Workshop) หัวข้อ Cyber Threats Command & Control Board Game ซึ่งเป็นการจำลองเหตุการณ์ภัยคุกคามไซเบอร์ที่อาจเกิดขึ้นในองค์กร ดำเนินรายการโดยวิทยากรผู้ทรงคุณวุฒิ
rating process. IOSCO members recognize that credit ratings, despite their numerous other uses, exist primarily to help investors and other users of credit ratings assess credit risks. Maintaining the
covering risks and the detailed operation concerning the risk management. Clause 3 The securities clearing house shall procure adequate financial resources for potential risks arising from the operation of
August 2016 with respect to the procurement of adequate financial resources for covering risks and the detailed operation concerning the risk management. Clause 3 The derivatives clearing house shall
could also pose further risks to consumers and businesses through price volatility, cybertheft, personal data leakage, or money laundering, etc.Recognizing such risks and implications, regulators will
client’s information is inaccurate or misleading.In addition, before providing services, digital asset business operators are required to provide knowledge to clients so that they understand the risks
better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management