DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
investors and other users of credit ratings assess credit risks. Maintaining the independence of CRAs vis- à-vis the entities and obligations they rate is vital to achieving this goal. Provisions of the IOSCO
processes.Ms. Pornanong Budsaratragoon, SEC Secretary-General, said: “Amid the growing global momentum for sustainable finance, the asset management industry must move beyond acknowledging climate risks to
alignment with associated digital asset risks, while continuing to support the use of technology in fundraising and to promote the development of innovation for sustainable growth of the capital market and
investment in the issuers in each of which the fund invests more than 10% of NAV must not exceed 60% of NAV; 4. Classification of funds: To better reflect investment risks, funds will be classified in
notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk
is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk
rationale for issuing this notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as