Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance of re-application for approval as capital market personnel for
from impairment loss from leasehold right of land and building improvement pursuant to the lease cancellation of ABC World building which expected that the lease cancellation shall be effective within
Schedule of Annual General Meeting of Shareholders 26/02/2020 08:24 Schedule of Annual General Meeting of Shareholders 03/02/2020 17:14 Notification of the cancellation of the Record Date of the
securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct
Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct | - |- Securities Dealing (Section 114
and failing to comply with the standards of conduct as prescribed by the SEC. The revocation has taken effect today. According to the SEC findings, Sutthasinee agreed to render a service of
Bangkok, February 21, 2007 ? The SEC has cancelled an approval for Wanvadee Sripurd as an investor contact functioning as a marketing officer, effective from February 21, 2007. The revocation