Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds (Codefied) 14/09/2010 01/10/2010 Notification of
Third Party The Notification of the Capital Market Supervisory Board No. TorThor. 1/2561 Re: Rules, Conditions, Procedures for Appointment of Agents to Facilitate Passing on of Orders for Trading of
marketing campaign for boosting the total usage and temporally supporting expense to Company’s master agents in COVID-19 situation. Profits 1) Gross profit in 3Q2020 was Bt148.11mn, increasing 23.3% QoQ, as a
Master Agents (MAs) and sub-agents, MAs’ employees, and FSMART affiliated companies’ employees. These target customers have a business relationship with the Company and shall yield significantly lower
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
banks giving services as selling agents of investment units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and regulations are issued for necessary reasons and
, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local
for asset allocation advice. From the meeting, the SEC received useful comments and suggestions on regulatory issues, such as securities offering and selling agents, and the issues of financial literacy
แต่ละรอบ rollover ซึ่งสำหรับรอบ rollover วันที่ 20 มิ.ย. 60 ได้มีการแจ้งให้ผู้ถือหน่วยลงทุน และผู้ที่เกี่ยวข้อง (เช่น selling agents) ให้รับทราบถึงกำหนดการดังกล่าวแล้ว และ บลจ. ได้กำหนดรอบ rollover ครั้ง
regulating listed companies and commercial banks giving services as selling agents of investment units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and