Master Agents (MAs) and sub-agents, MAs’ employees, and FSMART affiliated companies’ employees. These target customers have a business relationship with the Company and shall yield significantly lower
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
banks giving services as selling agents of investment units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and regulations are issued for necessary reasons and
, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local
for asset allocation advice. From the meeting, the SEC received useful comments and suggestions on regulatory issues, such as securities offering and selling agents, and the issues of financial literacy
แต่ละรอบ rollover ซึ่งสำหรับรอบ rollover วันที่ 20 มิ.ย. 60 ได้มีการแจ้งให้ผู้ถือหน่วยลงทุน และผู้ที่เกี่ยวข้อง (เช่น selling agents) ให้รับทราบถึงกำหนดการดังกล่าวแล้ว และ บลจ. ได้กำหนดรอบ rollover ครั้ง
for investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5
for investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5
investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs
website and at every office of the company for the trading of the investment units and the office of the selling agents (if any). (6) A maximum total amount of fees and all estimable expenses to be