by Mr. Khanist. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 500,000.00 Baht

. Accordingly, Mr. Khanist shall be liable to the civil sanctions specified for NEX as well. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 

and develop securities business related to investment management; “debt financing” shall include the issuance of debt instruments or conclusion of any transaction that would result in or is in substance

) shall be- (1) securities company which obtains securities business license in the category of securities brokerage but shall not include securities company which obtains securities business license in the

”, “greenfield project”, “financial advisor”, “debt financing” and “associated person” shall be construed as accordingly determined by the Notification of the Capital Market Supervisory Board on the Offering of

any shareholder of a company who holds more than ten percent of the total number of shares with voting rights of the company. The said shareholding shall include those shares held by his related persons

the corresponding period in the previous financial year shall also be provided. 13 2. The selected financial data presented shall include items generally corresponding to the following, except that the

Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the

Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the

. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees