UNOFFICIAL TRANSLATION “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019” Office of the Securities and Exchange Commission 333
, recipient countries of those foreign inflows, should be cautious of possible asset price fluctuation associated with capital surge, caused particularly by carry trade strategy. To cope with such situation
Notification: “REIT” means a real estate investment trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of a REIT. Clause 2 Before entering into transactions arising
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
ผู้ได้รับผลประโยชน์ที่แท้จริง (Ultimate beneficiary owner : UBO) ได้ลงทะเบียนแสดงตัวตนกับ ธปท. แล้ว ก่อนที่จะให้บริการซื้อขายตราสารหนี้ เป็นข้อกำหนดเพิ่มเติมในกระบวนการทำความรู้จักลูกค้า (Know Your
and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the
permitting the company to pay 45 million baht deposit for purchasing shares of a company higher than actual value, with evidence to believe that the beneficiary of the transaction was Ratchasak.As the said
Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading
Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019 SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of