Bangkok, January 16, 2009 ? The Capital Market Supervisory Board (CMSB) resolved to extend the due date for TSFC Securities Co., Ltd. (TSFC)?s filing of petition for consent to undergoing rehabilitation process under the Bankruptcy Law until February 12, 2009 and ordered TSFC to inform all clients of their right to withdraw excess collateral pledged with the company. Earlier TSFC board of directors notified the CMSB of its decision to enter into rehabilitation process under the Bankruptcy Law B....
will help reflect its actual financial position and operating performance as well as be of beneficial to investors, the SEC has granted a waiver to DAIDO from correcting its Q1 and Q2/2004 financial
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint
, unless permission has been granted by the Office to open or close its office at any other hours or days.
Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted
proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31
"Antella Investment" without proper licenses granted. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a