Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.
specified in the notification of the SEC. In this regard, the SEC may also specify fees of service charges which the securities company may charge its customers for performing investment advisory service.
, mainly due to a decrease in Brokerage fees, The significant revenues are as follows: 1.1 Brokerage fees The Company’s brokerage fees in 2019 was Baht 689 million, a decrease of 23% from the previous year
consolidated financial statements, of Baht 3,058 million, a decrease of 6 percent compared to 2016, mainly due to a decrease in Brokerage fees income and gains and returns on financial instruments. The details
quarter of the previous year, as follows: 1.Revenue 1.1 Brokerage fees The Company’s brokerage fees in 1Q2018 were Baht 290 million, an increase of 19% from 1Q2017, mainly due to an increase in the SET
Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators
Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the