Securities Borrowing and Lending Limited BDU Investment Advisory Derivatives Advisors Approval and Standards Practice Code of Conduct Fees Related Circular Letter Appoint/Approval/Code of conducts and Standard
/- Decreased /-Decreased Brokerage fees income 914.15 (135.35) 914.15 (135.35) Fees and service income 81.40 (12.81) 81.40 (12.81) Interest income on margin loans 55.25 (12.43) 55.25 (12.43) Gain (loss) and
Separate Q2/2020 + Increased Q2/2020 + Increased /- Decreased /-Decreased Brokerage fees income 651.50 240.99 651.50 240.99 Fees and service income 42.89 17.13 42.89 17.13 Interest income 42.63 (14.98) 42.54
Separate Q1/2020 + Increased Q1/2020 + Increased /- Decreased /-Decreased Brokerage fees income 317.67 119.28 317.67 119.28 Fees and service income 16.99 8.62 16.99 8.62 Interest income 22.09 (7.15) 22.03
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011
SEC researcher, described in presenting ?Mutual Fund Fees & Performance? that the mutual fund fees and expenses may substantially affect the value of investors? portfolio, especially those with long
2020. Moreover, the Appeal Court ordered the defendant to reimburse Appeal Court fees and attorney fees to the plaintiff.16/10/2019 The Civil Court delivered a judgement that the defendant had