investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he

of FOCUS shares by using trading accounts of his clients to execute trading orders and manipulate the price of FOCUS shares and subsequently helped with the transferring of money gained from such

deliver better long-term outcomes to their clients, but also contribute as an important driving force for corporates to implement and attain their sustainable goals, which will further lead to the

and has the concept to review the overall report submission system and to implement such action. In this regard, we take all reports into consideration and decide which reports become irrelevant and

implement mechanisms for the supervision of its affiliated and associated companies. These mechanisms must be examined by the holding company’s audit committee and board of directors. Measures ensuring that

operating systems that support all five steps of the complete wealth advice process, namely (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implement the portfolio

implementing anti-graft practices. Should they raise concern and seriously implement policy to fight against corruption, it will bring about social pressure to reinforce social performance, particularly for the

into the tra ctors in total. ors had autho oard of Directo the acquisitio etails in relat d and execute nto the tran Share Purch contact any evidences nge of Thaila e the power t s deemed ap newly issued

misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he

account owner. Meanwhile, Patcharee took trading orders from an unthorized person.  Nattapon?s misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading