Bangkok, April 9, 2015 ?The SEC put into effect the primary listing regulations to allow foreign companies to launch public offerings of shares in Thailand.Vorapol Socatiyanurak, SEC Secretary-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain significant requirements have been added; for instance:- Shares publicly offered must be listed on the...
The Risk Management Committee (RMC), under the Securities and Exchange Commission (SEC), convened the No Gift Policy Meeting for year 2024. Mrs. Pornanong Budsaratragoon, SEC Secretary-General and RMC Chairperson, discussed with SEC executives and relevant departments to establish No Gift Policy in compliance with relevant laws and regulations. Additionally, guidelines for communication were provided to ensure proper implementation by SEC employees. The meeting took place on 24 April 2024, at th...
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC
Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing environmental
develops, implements and promotes adherence to internationally recognized standards for securities regulation. It works intensively with the G20 and the Financial Stability Board (FSB) on the global
implements good governance, is accepted by its members, and is able to bring about the growth of their investment that would lead to sufficient retirement income for their employees. The management model of
committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same
investment management of mutual fund for institutional investors or ultra- ultra-high net worth investors (Ultra Accredited Investor Mutual Fund) which implements an investment strategy similar to that of a
Notification shall be applicable to derivatives brokerage who executes derivatives trading on behalf of a client in derivatives exchange. Clause 2/1 For the purpose of initial and maintenance margin requirements