found and admitted to having accepted orders to trade securities in a client?s account from a person, knowingly that such person was not the account?s owner. Her action was deemed a violation of Clause 11
reliably estimate the additional liabilities.As JAS has not recognized any liabilities, its financial statements were not in compliance with the generally accepted accounting standards. The SEC thus
findings, evidence and the company?s explanations showed ? failed to comply with the generally accepted accounting principles. In November 2010, Chonburi Kanyong Co., Ltd., a CCP subsidiary, sold its
obtain insufficient evidences concerning purchasing of machinery and other items as well as non-compliance with generally accepted accounting principles concerning disclosure in the notes to financial
On behalf of SEC, Secretary-General Ruenvadee Suwanmongkol accepted the Honorable Mention Plaque and Certificate of the 9th NACC Integrity Awards 2019 from Pol. Gen. Watcharapol Prasarnrajkit, NACC
currency of the fund?s underlying assets, specifying which of the following four policies are adopted ? (1) Full Hedging (for those with active portfolio strategy, 90 percent hedging is also allowed), (2
through capital market for infrastructure projects essential for the country?s economic and social development, a successful approach adopted by Australia, New Zealand, Singapore, South Korea and Canada.The
applying for approval using similar qualifications of investor contacts approved by or registered with any foreign regulatory organizations accepted by the Office, the application shall be submitted by the
corporate wealth creation. Importantly, the Principles have a proven record as the international reference point and as an effective tool for implementation: They have been adopted as one of the Financial
Group has initially adopted TFRS 16 and recorded an increase in right-of-use assets and lease liabilities. 1Q2020 Operating Results In 1Q20, the Company has total revenue of Baht 1,262 million; decreased