future application for approval as personnel in capital market business shall not be accepted for five years. In any case, since Krungthai Zmico has already suspended her from the role of investment

future application for approval as capital market business personnel will not be accepted until the recovation period ends. _______________________ * An investment consultant for

client accepted the proposed transactions. At the end of trading day, {A} notified the amount of money to be received or paid whereas the client did not reject or decline the transactions. In case of {B

, respectively, The DSI has accepted the case as its special case and the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration and work coordination. Mrs. Pornanong Budsaratragoon

according to the generally accepted accounting principles (GAAP). In addition, the SEC has directed POWER to correct its financial statements for the years 2004 and 2005 and the second quarter of 2006

securities companies. Additionally, there were reasons to believe that Surat asked the client who accepted the executed transaction for a share of profits generated thereby. In the case of Saranporn

with the generally accepted accounting principles (GAAP). Such items are as follows: 1. POWER has not provided an allowance for potential loss of the share purchasing receivable with the

and Mr. Anchanbutr accepted the invitation. Since later on he failed to cooperate, the SEC has no choice but to exercise its statutory power to require him to testify and deliver documents and evidence

services to the event participants.   Mrs. Sittasri Nakasiri (second from left), SEC Assistant Secretary-General – Strategy and Planning, acting as SEC Data Protection Officer (DPO), accepted the Privacy

services to the event participants.    Mrs. Sittasri Nakasiri (second from left), SEC Assistant Secretary-General – Strategy and Planning, acting as SEC Data Protection Officer (DPO), accepted the Privacy