position, or is in the line of work, responsible for or capable of accessing inside information; (3) any person who is able to know inside information by performing duties as auditor, financial advisor
. Human resource planning and allocation Advanced and appropriate human resource planning and allocation will ensure that audit firms are capable of obtaining capable workforce and are able to allocate
matching orders or arranging for counter parties, or by way of providing a trading facility for or facilitating those having intention to trade in derivatives to be able to agree upon or enter into a
matching orders or arranging for counter parties, or by way of providing a trading facility for or facilitating those having intention to trade in derivatives to be able to agree upon or enter into a
Establishment of Risk Management System for Business Continuity of Intermediaries dated 21 October 2016 (“ Notification No. SorThor/Nor. 45/2559 ”) which specify on the rules for operation systems capable to
Management System for Business Continuity of Intermediaries dated 21 October 2016 (“Notification No. SorThor/Nor. 45/2559”) which specify on the rules for operation systems capable to support business
market • public companies are not able to earn returns to easily fulfill their obligations 1. Economic Environment Economic slowdown : Slower growth of PIEs could have implications to audit fees
of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business
worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable of accessing inside information; (3) Any person who is able to know inside
worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable of accessing inside information; (3) Any person who is able to know inside