debts in accordance with the debt restructuring plan. The Company made other efforts to seek out capable investors to help ameliorate the Company’s financial status, where in 2011, the Company entered
System and Personnel _____________________________ Clause 11 An intermediary shall equip management structure, operating system and personnel appropriately and sufficiently in order to be capable to
seek out capable investors to help ameliorate the Company’s financial status, where in 2011, the Company entered into a joint investment agreement with ArcelorMittal Netherlands B.V. (“AM”); however, the
seek out capable investors to help ameliorate the Company’s financial status, where in 2011, the Company entered into a joint investment agreement with ArcelorMittal Netherlands B.V. (“AM”); however, the
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal
sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with
information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to
) being able to demonstrate that such person is acknowledgeable and capable person in valuing the asset for widely used appraisal. In this regard, such person must have signed appraisal report as the
and individual investors with a stable financial position who are able to invest in the Company to support and increase the liquidity of the Company. The offering price of the newly issued ordinary
Exchange Commission. Clause 3. An applicant seeking an approval to act as a mutual fund manager shall have the following qualifications; (1) Being a permanent staff member who is able to work full-time for a