damage at the amount of 20,000 baht. SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited
reimbursement of the investigative expenses incurred by the SEC, at the total amount of 6,873,854 baht, and shall be barred from serving as a director or executive for 14 months; (2) Krit and
. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
prohibited characteristics under Clause 3(13) of the SEC Office Notification No. KorThor/Nor/Khor. 3/2548 Re: Prohibited Characteristics of Securities Business Personnel dated January 17, 2005 and Clause 3(13
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as
any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
2nd defendant and the 3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director
3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a
3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a
. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or