Exchange Commission hereby issues the following regulations: Clause 1. Any person who wishes to apply for a license for undertaking securities business pursuant to the Ministerial Regulation Concerning
shall prepare and submit the financial statements for the accounting periods of six months and one year, which have been audited and given the auditor’s opinion, to the SEC Office, and shall proceed as
and submit the financial statements for the accounting periods of six months and one year, which have been audited and given the auditor’s opinion, to the SEC Office, and shall proceed as follows: (1
: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office) We hereby wish to submit an application for registration / change of information in Company Account with details
7,167 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24
virtue of law, and Clause 1 of the Notification of the Capital Market Supervisory Board No. TorThor. 59/2552 Re. Criteria and Schedule to Submit Reports of Securities Companies dated 3 August 2009, the