manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of
manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to https://www.sec.or.th/EN/Pages
with the relevant criteria may apply for approval of SEC. In addition, SEC will urge awareness and encourage the investors to use the wealth advice service through the approved business operators and
efficiently. Essentially, the proposed revisions cover the following key domains:(1) Establish multiple levels of expected security controls and oversight techniques that apply differently to licensed
interested parties are welcome to submit comments and suggestions via the website or email: debt@sec.or.th. The public hearing ends on 20 December 2023. ________________________Remarks: * The criteria mandate
) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could apply for an extension of
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities