regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of
compliance with the notification of the Securities and Exchange Commission governing determination for securities company regarding complaint handling and entering into the Office’s arbitration process for the
, and the agreement by the parties to submit the case to be decided by arbitration; 9 Regulation of the President of the Supreme Court on Class Action B.E. 2559 (2016) Article 27 10 The Civil Procedure
(Record Date) on 20 January, 2020. Please be informed accordingly. Yours sincerely - SOMKIAT VONGSAROJANA - Mr. Somkiat Vongsarojana Managing Director Enclosure 1) The price was set in mediation agreement
through online communication system such as Facebook Live and YouTube within the country and overseas, as well - 12 - as utilizing mediation platform to avoid arrangement of various meetings, such as using
of business operation of the derivatives business operator. DIVISION 5 SETTLEMENT OF DISPUTES BY ARBITRATION SECTION 47. For the purpose of providing customer protection as well as providing
of business operation of the derivatives business operator. DIVISION 5 SETTLEMENT OF DISPUTES BY ARBITRATION SECTION 47. For the purpose of providing customer protection as well as providing
issuer or its significant subsidiaries. C. Legal Proceedings Provide information on any legal or arbitration proceedings (including any governmental proceedings pending or known to be contemplated) that
Arbitration; (3) having business plan and operating system prepared for establishing the branch office. In this regard, such system shall compose of efficient system relating to operational management
SEC Office’s Project to Resolve Disputes by Arbitration; (3) having business plan and operating system prepared for establishing the branch office. In this regard, such system shall compose of efficient