Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year
the agreement to buy air time management rights by the court, mediation or examination of the plaintiff on November 20, 2060. In another case, the debtor has defaulted the money from the management of
into such transaction to the SET. The material details of the transaction are as follow. 1. Day/month/year in which the transaction occurs Within June 2020 1) The price was set in mediation agreement
; (9) dissolution of the mutual fund; (10) channels and methods for filing complaints, and dispute resolution by arbitration and the procedure for submitting a dispute to arbitration. Clause 10 Warnings
quarterly MD&A (management discussion and analysis); and (4) Encouraging securities companies to voluntarily enter into dispute settlement through arbitration procedure Self-Discipline ● Prescribed best
regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of
regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of
compliance with the notification of the Securities and Exchange Commission governing determination for securities company regarding complaint handling and entering into the Office’s arbitration process for the
, and the agreement by the parties to submit the case to be decided by arbitration; 9 Regulation of the President of the Supreme Court on Class Action B.E. 2559 (2016) Article 27 10 The Civil Procedure
(Record Date) on 20 January, 2020. Please be informed accordingly. Yours sincerely - SOMKIAT VONGSAROJANA - Mr. Somkiat Vongsarojana Managing Director Enclosure 1) The price was set in mediation agreement