trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited
Limited to Precious Metals Derivatives Securities Businesses Company Name Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company
delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business in the category of
operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business
สาํคญั บรษิทัหลกัทรพัยจ์ดัการกองทุนรวม บวัหลวง จาํกดั ช่ือ ตาํแหน่ง ลายมือช่ือ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the SEC Complaint Center, participated in a panel discussion on
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
Department2. Mr. Arthit Thongcharoen, Head of Thailand Business, Schroders Investment Management (Singapore) Limited3. Ms. Waratchya Srimachand, SEC Deputy Secretary-General4. Mr. Kasin Sutuntivorakoon, Wealth