103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration
หนดไวต้ั้งแต่ปี 2544 ดังกล่าวข้างต้น น่าจะไม่สอดคล้องกับสภาพเศรษฐกิจและค่าของเงิน ในปัจจุบัน 4 ส่วนที่ 3 : หลักการ ส านักงานได้พิจารณา ASEAN Capital Market Dispute Rules (“ACM dispute rules”) ซึ่งเปน็
Baht 100.55 million was caused by (i) the settlement of a dispute in a lawsuit with one hirer in the amount of Baht 94.83 million in order to stop the risk which may have a negative impact to the
are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
under Thai law and the dispute has been arbitrated in the United Kingdom, THL is required to record in the financial statements for the year 2010 the liability under the agreements between THL and the
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
to clients shall be supervised in accordance with the work system laid out by the intermediary . Clause 26 For the communication with or providing services to a new client , an intermediary shall
provision of services to clients shall be supervised in accordance with the work system laid out by the intermediary. Clause 26 For the communication with or providing services to a new client, an