/Assessment/ROSC_Thailand_web.pdf Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to

in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair

undertaking of digital asset business without license, subject to the offenses under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions

evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal

by taking advantage of client information for personal gain. His unethical practice involved front running of online securities trading executed from his office computer for his relative?s account

securities of her client without authorization and taking the profits from the sales of such securities for her own personal gain. Amornrat deceived the client into transferring the profit money to her

and taking into consideration the comments and recommendations of business operators and the general public, the SEC is now seeking public comments on two notifications concerning the proposed

create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial

appropriate amount of paid-up registered capital by taking into account the nature of business and associated risks can lighten the burdens of intermediaries, especially small-sized securities companies or

proper and practical regulations, taking into account the best interest of investors and the capital market as a whole. The hearing is only the first step; there is much more to be done for the development