สนับสนุนการให้บริการรับฝาก สินทรัพย์ ดิจิทัล ที่มีการจ่ายผลตอบแทนแก่ผู้ฝากและการให้กู้ยืม (deposit taking & lending) การห้ามผู้ประกอบธุรกิจ สินทรัพย์ ดิจิทัล ให้บริการหรือสนับสนุนการให้บริการ deposit taking

ดิจิทัล ให้บริการหรือสนับสนุนการให้บริการรับฝาก สินทรัพย์ ดิจิทัล ที่มีการจ่ายผลตอบแทนแก่ผู้ฝากและการให้กู้ยืม (deposit taking & lending) ร่างประกาศเกี่ยวกับการห้าม deposit taking & lending https

non-diversified FOFs; 6. Determination of ?foreign investment?: Such determination will be made by taking into consideration the assets? exposure to risks with foreign elements, such as country, credit

also admitted taking such trading orders via mobile phone.  In addition, some of his clients' trading orders showed the concurrent price and time of the securities traded or canceled.  Furthermore, the

quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the

the requirement for audit firms to conduct information technology auditing by IT specialists, the most respondents agree. The SEC has drafted relevant regulations by taking into consideration the

published in the Royal Gazette, taking effect from 16 January 2024.  __________________________Remark* The notifications of relevant regulations are:           1. Notification of the Securities and Exchange

overall market or potential channels for money laundering. Should the SEC find any market intermediaries giving assent to or taking part in unregulated lending, they will be subject to strict penalties.

especially a violation of the SEC?s Rules and Regulations governing the conducts of investor contacts. In the case of Surat, his misconduct was deemed to be an unfair advantage-taking from the investor

company and shareholders? benefits taken into account, there are some companies that still do not. Besides, evidences for taking legal action against some fraud cases are rather difficult to find. Thus, it