induce the investing public into the trading. SEC Act S.243(1) in conjunction with 244 and 243(2) Settlement Committee Meeting No. 4/2012 Settlement Committee Order No. 32/2012 Dated 20/08/2012

settlement of such purchase for Mr. Swake Srisuchart?s benefit. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 5/2013 Settlement Committee Order No. 47/2013

price settlement of such purchase for Mr. Swake Srisuchart?s benefit. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 5/2013 Settlement Committee Order

due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022

campaign that was not in accordance with the rules, procedures and conditions as specified in the notification of the SEC. In this regard, the advertisements published on social media and billboards on BTS

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective exhaustively comprehensive risk management

Section 251 paragraph 2 in conjunction with Section 90 of the Penal Code Settlement Committee Meeting No. 7/2014 Settlement Committee Order No. 62/2014 Dated 18/06/2014

assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository service providers and keep them in

; digital assets in accordance with the notification of the SEC for 4 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository service providers and keep them

Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between November 25, 2022 to November 27, 2022 and December 23, 2022