; digital assets in accordance with the notification of the SEC for 8 days. In this regard, TDX did not deposit customers' digital assets with digital asset depository service providers and keep the

operation of TDX. His failure to perform the required duty of his position resulted in the offence committed by TDX concerning the case that between December 19 to 26, 2023, TDX failed to keep customers'

connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.30 and 31 Settlement Committee Meeting No. 10/2024 Settlement Committee

responsible for the operation of Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between December 26 to 31, 2023, Bitazza

("TRUBB") changed his holding of TRUBB securities for 20 times but failed to prepare and disclose all reports on changes in his holding to the SEC Office within the period specified in the

specified in the notification of the Capital Market Supervisory Board. Mr. Woraphant later filed the report (Form 59-2) to the SEC Office on March 25, 2020. SEC Act S.59 Settlement Committee Meeting No. 3

Limited ("TRUBB") changed her holding of TRUBB securities for 3 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the

or a failure to order or act according to the duties of Mr. Khophong. Bualuang Securities failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital

AEC Securities Public Company Limited. Between May 16, 2019 and September 21, 2020, AEC Securities Public Company Limited., as a securities broker, failed to put in place a sufficient and effective

her holding of AMC securities for 10 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the notification of the Capital