accept a business opportunity in investing in S-TREK shares and viewed that the payment of consideration for the first portion of the Sale Shares by issuance of the newly issued ordinary shares of the
well as provide the shareholders with the advice from the independent financial advisor, all of which must be delivered or provided to shareholders at least 14 days prior to the date of the shareholders
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
not found Note : * refers to inactivated derivatives advisor Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services