19 September 2016.On 5 September 2016, North Heaven filed a voluntary tender offer of DSGT securities for business takeover with the SEC. The initial disclosure of the tender offer, which was prepared

to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in

sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor

Bangkok, October 15, 2015 ? The SEC is seeking public comments on the proposed revision to the tender offer rules concerning shareholders? approval (whitewash resolution) for business takeover and

1 ผลการรับฟังความคิดเห็นจากผู้เกีย่วข้อง (hearing) หลกัการ เร่ือง การเปิดทางให้ Investment Advisor สามารถอ านวยความสะดวกในการซ้ือขายผลติภัณฑ์ในตลาดทุนได้มากขึน้ 1. การรับฟังความคิดเห็น จ ำนวน 1 คร้ัง

Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004 01/11/2004 3. Report/Form (Notification of Securities and Exchange Commission) Form 16

support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to

pursue the NPL management and collection business, which is viewed to have a potential to generate income and enhance the stability of the company in the long run.However, the independent financial advisor

“ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the

. 2561 (2018) ( Digital Asset Business Law), the SEC sent a letter to Zipmex ordering https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC announces the Digital Asset Business Law has become