check the list of the SEC licensed business operations/investment advisors at: SEC Check First (Thai https://www.sec.or.th/EN/Pages/Investors/Investors1.aspx SEC Search SEC Search Search From : Home
(United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
licensed to undertake securities business under this Act. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory
accounting expert member of the Board. He was Auditor General of the Office of the Auditor General of Thailand and President of the Institute of Certified Accountants and Auditors of Thailand in 1997. He
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “investment advisory company” means a securities company licensed to undertake securities
established by specific law; and (5) issuing entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to