second paragraph. Clause 9 12 An application for an offer for sale of newly issued units shall be jointly prepared and certified the accuracy and completeness of the information by a financial advisor
No. 6718 and/or 5. Miss Kornkaew Darbkaew Certified Public Accountant No. 8463 Any one of these authorized auditors can audit and sign the Company’s financial statements. The above mentioned auditors
public in Thailand. The Thai Covered Management Company of the Thai Covered Fund must also remain licensed by the Ministry of Finance upon the recommendation from the SEC to manage collective investment
applicant. In case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant
selling of investment units to increase authorized share capital, to be announced within the day of the selling of investment units. Net asset values and investment unit values under paragraph one
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
Clause 12, Clause 15 and Clause 26 of the Notification of the Capital Market Supervisory Board No. TorThor. 80/2552 Re: Rules on Undertaking of Derivatives Business for Licensed Derivatives Brokers dated 3
, Clause 15 and Clause 26 of the Notification of the Capital Market Supervisory Board No. TorThor. 80/2552 Re: Rules on Undertaking of Derivatives Business for Licensed Derivatives Brokers dated 3 August
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of derivatives