) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 03/07/2015
jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case
for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining license
of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 06/06/2018
> - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 30/03
> currently under the Court of First Instance consideration SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 83 of the Penal
court currently under the Court of First Instance consideration SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 83 of the