price margin, causing damage to a large number of investors. The seven persons? offences were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2) and liable to the
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the
Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed
the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with
MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry