, and (6) www.kimston.com. Mostly, these websites provide the same contact address at 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Rown or Road Town, Tortola, British Virgin Islands. Moreover
permit investment consultants to make securities trading on their behalves. While investment consultant has the duty only to provide investors with investment advice or planning, investors are responsible
intermediaries and personnel in the capital market to adopt standard codes of ethics and provide quality services for clients? best interest,? Mr. Rapee concluded.The Strategic Plan 2018-2020 focuses on
number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide
business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide service to own clients or clients who open wallet with other digital asset
analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and
regarding equity and convertible debenture offering, with a view to provide SMEs and Startups more choices when decide to raise funds in the capital market. In addition, SEC is currently in the process of
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
, which will serve as a mechanism to motivate the auditors and audit firms to provide better quality auditing service;(3) SEC to be empowered to set professional standards for audit firms and auditors in
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development