services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
, which will serve as a mechanism to motivate the auditors and audit firms to provide better quality auditing service;(3) SEC to be empowered to set professional standards for audit firms and auditors in
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
has net loss. In addition, the agreement should prescribe key indicator on AM performance, i.e., a minimum amount of increasing sales or decreasing cost, to provide a clearer picture for decision making
business schools aiming to provide a platform for capital market research presentation and implementation. The Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
deal with the case. It was reported that some complaints had been filed with the police by those affected firms. The SEC also asked the persons involved including marketing officers to provide
overall securities trading and clearing and settlement systems because the company does not provide securities brokerage services and is not a member of the clearing house.For TSFC?s margin loan clients
stipulated in the draft may materially affect decision as to whether or not the transaction should be approved. In this regard, IFA?s report also provide opinions and recommendations on certain amendment to
stipulated in the draft may materially affect decision as to whether or not the transaction should be approved. In this regard, IFA?s report also provide opinions and recommendations on certain amendment to