Maintenance of Financial Condition of Licensed Derivatives Broker   29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 19/2554 Report on Trading of

for Licensed Derivatives Dealers (Synopsis)   01/06/2010 16/06/2010    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand

Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business   31/10/2017 01/12/2017    Contact The Securities and Exchange

the Securities and Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business   31/10/2017 01/12/2017    Contact The

Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and

on Digital Asset Businesses B.E. 2561 (2018).  The public and investors can verify the list of licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application

complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched

. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or

advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional

benefits and long-term returns. The foreign investors proceeded accordingly and suffered loss as a result.Neither Global Consultant nor Mr. Robbirt was licensed to operate securities business pursuant to the