with the requirements under this Notification; (4) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to
) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to comply with requirements of this Notification; (5
) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to comply with requirements of this Notification; (5
__________________________________________________ _____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Home Economy in matters relating to the disclosure of
, the applicant shall have no record of violation of the law governing the undertaking of its business, other laws relating to financial business and concerning unfair securities trading, fraudulent or
granted, the applicant shall have no record of violation of the law governing the undertaking of its business, other laws relating to financial business and concerning unfair securities trading, fraudulent
law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law or in contrary to the order of the regulator / acting in contravention of the laws
_____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Hong Kong in matters relating to the disclosure of material information to the investors of the Hong Kong Covered Fund or
__________________________________________________ _____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Hong Kong in matters relating to the disclosure of
__________________________________________________ _____________________________________________________________________ Page 8 of 9 Form 35 – ARFP CIS 3. I/We have not had any record of violation of the laws or regulations of Home Economy in