million arising from the Bank outstanding principal payable to the Legal Execution Department in the amount of Baht 575 million from the year 2010 which resulted from the breach of contract for bidding a
investor remediation fund for illegal activities in violation of the securities laws; (7) Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance
any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and have not failed to submit such
– NRI CIS 3. I/We have not had any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
according to either one of the two channels as follows: 1. In case of a violation without a widespread impact and liable to criminal fining, the SEC shall submit the case to the Criminal Fining Committee
related details truthfully. If the SEC Office finds that such information or related details is not based on facts or any part of it is false or in violation of the conditions prescribed by the SEC Office
not based on facts or any part of it is false or in violation of the conditions prescribed by the SEC Office, the SEC Office has the right to cease or revoke the use of SEC Account without prior notice
according to either one of the two channels as follows: 1. In case of a violation without a widespread impact and liable to criminal fining, the SEC shall submit the case to the Criminal Fining Committee
ordinary shares to any person or subscriber if such offer for sale or allocation will, or may result in: (a) a violation of any laws, rules or regulations of the Kingdom of Thailand or of any other countries