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Experience1 List of Required Examinations2 Investment Analysis on Securities3 Related Rules on Investment Analysis 1 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or
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) Corporate Governance Code 2017 Concept CG Code Practice Notes SET Ministry of Commerce Other related entities Company Profile Assessment National level Listed company level Archive CG CSR Anti
Budsaratragoon, Secretary-General, The Securities and Exchange Commission of Thailand b. Ms. Rebecca Mikula-Wright, CEO, Asia Investor Group on Climate Change 2. High-level introduction to ICAPs (15 minutes) a
treatment. Requirements for a resolution to be passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain
NUA, WATTANA BANGKOK 10110 KHLONG TOEI NUEA WATTHANA BANGKOK THAILAND 10110 Nov 07, 2001 6. PI SECURITIES PUBLIC COMPANY LIMITED 132 SINDHORN TOWER1 LEVEL 2,3 SINDHORN TOWER3, LEVEL 17,18, 20 LUMPHINI
control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccount.aspx