Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
completing all courses, the learners will be invited to take the Crypto Quotient (CQ) Test to check the level of their readiness for entering the world of digital assets investment. The interested public is
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions; (2) SEC and SFC will conclude a gap analysis on real
internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
societal and stakeholder needs has become equally vital to survival and competitiveness of their businesses as it does raise level of business credibility in and outside organization. Moreover, all listed
เกณฑ์เดียวกับบริษัทหลักทรัพย์ เพื่อให้เกิดการแข่งขันที่เป็นธรรมสำหรับผู้ประกอบธุรกิจในตลาดทุน (level of playing field) ทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นร่างประกาศในเรื่องดังกล่าวไว้ที่
management and securities business financing. Additionally, to promote fair competition or level playing field among business operators in the capital market, derivatives intermediaries would also be allowed
sanction is imposed on the alleged, the higher level of the authority is required. The affected person is entitled to file an appeal within 15 days under DA and 30 days under TCMA. Unsatisfactory. Filing the