applicant shall not have any of the following characteristics: (a) having a record of contravening a regulation or condition related to securities offering in a significant matter; (b) having been rejected by
://www.mdes.go.th In exercising any right as stated above, you are not required to make any payment. The SEC Office will consider the matter and notify you of the results within 30 days from the receipt of the
not required to make any payment. The SEC Office will consider the matter and notify you of the results within 30 days from the receipt of the request. If your request is declined, the SEC Office will
governing securities and exchange in relation to the matter of auditor in capital market, as requested by the SEC Office; Chapter 3 Termination of Approval and Other Provisions _____________________ Clause 26
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
in the audit performance. These firms are also revising the monitoring procedures to be more comprehensive, both at the firm level and the engagement level. This matter requires much time and efforts
) 6 Litigation Support: Does the firm provide litigation support services? If so, would it involve the estimation by the firm of the likely outcome of the matter that could be material to the amounts
the firm of the likely outcome of the matter that could be material to the amounts/disclosures in the financial statements? 7 Legal Services: Does the firm provide legal services akin to acting as audit
matter what law in which they are stipulated The provisions of the first paragraph shall apply to the transfer or change of registered records concerning assets or collateral relating to the assets under
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...