qualifications under Clause 9 and take steps in the matter shown under (a), (b), (c) and (d) of (1) at all time during which it undertakes derivatives business except the licensee of derivatives business license
the matter shown under (1)(a), (b), (c) and (d) during the period of undertaking securities business; (4) the licensee shall maintain status of the legal entity in conglomerate during the period of
matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with
and true. In this regard, if any data stated under heading No. 4, No. 5 or No. 6 has materially changed, I shall report the matter to the Office within seven days from the date of change in such data
vitae and attached documents are correct, complete and true. In this regard, if any data stated under heading No. 4, No. 5 or No. 6 has materially changed, I shall report the matter to the Office within
matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In
company shall report such matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in
the SET and shall request for an approval from the Company’s Board of Directors and the Shareholders. Further details of the matter are described in the Information Memorandum on Disposal of Assets as